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About Artificial Intelligence (AI) in The Securities Industry: A Report From The Financial Industry Regulatory Authority
This document provides an overview of FINRA's review of the use of artificial intelligence (AI) in the securities industry. It finds that broker-dealers are exploring AI applications across customer-facing, investment, and operational functions to increase revenues, cut costs, and improve customer service. The document identifies some key challenges with adopting AI, including model risk management, data governance, customer privacy, and supervisory controls. It requests comments on areas that may need guidance to ensure investor protection and market integrity with the rise of AI in financial services.
Detailed Information
| Author: | ['simha1177'] |
|---|---|
| Publication Year: | 2020 |
| Pages: | 20 |
| Language: | English |
| Format: | |
| Price: | FREE |
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