Table Of ContentLloyd’s MIU Handbook
of Maritime Security
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Lloyd’s MIU Handbook
of Maritime Security
Edited by
Rupert Herbert-Burns
Sam Bateman
Peter Lehr
www.lloydsmiu.com
Lloyd’s MIU, is a trading name of Informa UK Limited. Registered in England under no. 1072954. Registered office:
Mortimer House, 37 – 41 Mortimer Street, London, W1T 3JH. Lloyd’s is the registered trademark of the Society
incorporated by the Lloyd’s Act 1871 by the name of Lloyd’s.
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With the inescapable importance of maritime trade to the integrity of the global economy, maritime
security remains of vital interest to commercial and governmental practitioners alike. Widespread
criminal traffi cking, piracy and terrorism compound the vulnerability of infrastructure, vessels and
supply chains within this vast environment. As a consequence, navies and coast guards are adapting
themselves to confront asymmetric and criminal threats in the maintenance of their pivotal role in help-
ing to ensure maritime security. They regard an in-depth appreciation of the threats and vulnerabilities
within this environment as the central prerequisite for conducting Maritime Security Operations.
In refl ection of the above realities, the editors of the Lloyd’s MIU Handbook of Maritime Secu-
rity have drawn together a range of professionals, experts and academics from around the world. The
handbook offers an important collection of thoroughly researched and impressive essays that examine
a diverse range of maritime security concerns. These essays will be of interest to all, whether com-
mercial, legal, military or governmental, in ensuring the security of the world’s shipping, ports and sea
lanes of communication.
Admiral Sir Mark Stanhope
Commander-in-Chief Fleet
This Handbook provides a broad overview of current issues in maritime security. It is crisply written,
well organized and includes contributions by leading authorities in maritime security. The Handbook
is strongly recommended to those involved in policy making on security issues, students of maritime
affairs and industry professionals.
Ambassador Barry Desker, Dean
S. Rajaratnam School of International Studies
Nanyang Technological University, Singapore
Although maritime security has received a signifi cant amount of attention in recent years, this has not
been refl ected in literature on the subject. This is rectifi ed by this excellent collection that covers the
subject thoroughly from A to Z. Edited and compiled by prominent experts in the area, the Handbook
provides the fi rst clear, substantive and practical analysis of this complex subject. It is bound to become
required reading for all in the shipping industry, as well as those with an interest in international
security.
Professor Edgar Gold
The Nautical Institute
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Lloyd’s MIU, is a trading name of Informa UK Limited. Registered in England under no. 1072954. Registered office: Mor-
timer House, 37 - 41 Mortimer Street, London. W1T 3JH. Lloyd’s is the registered trademark of the Society incorporated
by the Lloyd’s Act 1871 by the name of Lloyd’s.
Auerbach Publications
Taylor & Francis Group
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© 2009 by Taylor & Francis Group, LLC
Auerbach is an imprint of Taylor & Francis Group, an Informa business
No claim to original U.S. Government works
Printed in the United States of America on acid-free paper
10 9 8 7 6 5 4 3 2 1
International Standard Book Number-13: 978-1-4200-5480-4 (Hardcover)
This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been
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Library of Congress Cataloging-in-Publication Data
Herbert-Burns, Rupert.
Lloyd’s MIU handbook of maritime security / Rupert Herbert-Burns, Sam Bateman, Peter Lehr.
p. cm.
Includes bibliographical references and index.
ISBN 978-1-4200-5480-4 (hbk. : alk. paper)
1. Merchant marine--Security measures. 2. Shipping--Security measures. 3. Harbors--Security
measures. 4. Maritime terrorism--Prevention. 5. Sea control. I. Bateman, W. S. G. (Walter Samuel
Grono) II. Lehr, Peter. III. Lloyd’s (Firm) IV. Title. V. Title: Handbook of maritime security.
VK203.H48 2008
363.12’3--dc22 2008023679
Visit the Taylor & Francis Web site at
http://www.taylorandfrancis.com
and the Auerbach Web site at
http://www.auerbach-publications.com
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Contents
List of Figures ...................................................................................................................................xi
List of Tables ..................................................................................................................................xiii
Foreword ..........................................................................................................................................xv
Acknowledgments and Sponsoring Organizations ........................................................................xvii
Introduction .....................................................................................................................................xxi
Editors ...........................................................................................................................................xxix
Contributors ..................................................................................................................................xxxi
SECTION 1 The New Maritime Security Environment
Chapter 1 Security in the Maritime Domain and Its Evolution Since 9/11 ..................................3
Catherine Zara Raymond and Arthur Morriën
Chapter 2 Lifeline or Pipedream? Origins, Purposes, and Benefi ts of Automatic
Identifi cation System, Long-Range Identifi cation and Tracking, and Maritime
Domain Awareness .....................................................................................................13
Martin N. Murphy
Chapter 3 Maritime Forces and Security of Merchant Shipping in the Mediterranean Sea
and Northern Indian Ocean ........................................................................................29
Russell Pegg
Chapter 4 Evolving U.S. Framework for Global Maritime Security from 9/11
to the 1000-ship Navy ................................................................................................39
Chris Rahman
Chapter 5 Maritime Terrorism: Locations, Actors, and Capabilities .........................................55
Peter Lehr
Chapter 6 Distinctions in the Finer Shades of Gray: The “Four Circles Model”
for Maritime Security Threat Assessment .................................................................73
Hans Tino Hansen
SECTION 2 Industry Sectors: Threats and Responses
Chapter 7 Implications and Effects of Maritime Security on the Operation
and Management of Merchant Vessels .......................................................................87
Steven M. Jones
vii
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viii Contents
Chapter 8 Maritime Terrorism: Threat to Container Ships, Cruise Liners,
and Passenger Ferries ...............................................................................................117
Peter Chalk
Chapter 9 Tankers, Specialized Production Vessels, and Offshore Terminals:
Vulnerability and Security in the International Maritime Oil Sector ......................133
Rupert Herbert-Burns
Chapter 10 Security in the Maritime Sector of the Liquefi ed Natural Gas Industry .................159
Peter Martin
Chapter 11 Offshore Oil and Gas Industry Security Risk Assessment:
An Australian Case Study ........................................................................................169
Lee Cordner
SECTION 3 Legal Frameworks for Maritime Security
Chapter 12 The 1988 SUA Convention and 2005 SUA Protocol: Tools to Combat Piracy,
Armed Robbery, and Maritime Terrorism ...............................................................187
Robert C. Beckman
Chapter 13 Interdiction and Boarding of Vessels at Sea: New Developments
and Old Problems .....................................................................................................201
Stuart Kaye
Chapter 14 Long-Range Identifi cation and Tracking Systems for Vessels:
Legal and Technical Issues ......................................................................................215
Martin Tsamenyi and Mary Ann Palma
Chapter 15 International Legal Regulatory Framework for Seafarers and Maritime
Security Post-9/11 .....................................................................................................233
Martin Tsamenyi, Mary Ann Palma, and Clive Schofi eld
SECTION 4 Regional Responses
Chapter 16 Maritime Security Threats in Post-9/11 Southeast Asia: Regional Responses ........253
Rommel C. Banlaoi
Chapter 17 Maritime Dynamism in Indo-Pacifi c Region ...........................................................271
James A. Boutilier
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Contents ix
Chapter 18 The North Atlantic Treaty Organization’s Evolving Role in Maritime
Security Operations ..................................................................................................277
Robert Snoddon
SECTION 5 National Responses
Chapter 19 U.S. Maritime Transportation and Port Security: An Update and Analysis of
Current Efforts .........................................................................................................287
Ashley W. Craig and John F. Seher
Chapter 20 Setting, Strengthening, and Enforcing Standards for U.S. Port Security ................299
Bruce B. Stubbs and Scott C. Truver
Chapter 21 Managing Port and Ship Security in Singapore .......................................................307
Joshua Ho
Chapter 22 Canada and the ISPS Code.......................................................................................315
John W. Lavers
Chapter 23 The ISPS Code: The Australian Experience and Perspective ..................................327
Devinder Grewal
Chapter 24 ISPS Code: Implementation in Malaysia..................................................................337
Noor Apandi Osnin
Chapter 25 Do British Military Intelligence and Royal Navy Operations Have a Part to
Play in the Fight against Organized Crime in the Maritime Domain? ....................345
Peter Dodd
Index ..............................................................................................................................................351
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